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About us

We're the Consumer Financial Protection Bureau (CFPB), a U.S. government agency that makes sure banks, lenders, and other financial companies treat you fairly.

Learn how the CFPB can help you

Is there any way I can see if there have been disciplinary actions against my broker?

You can usually check if there has been an order of disciplinary action against a broker by checking with the appropriate state regulator .

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