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Integrity Advance, LLC and James R. Carnes

Case docket

Document Date Filed Short Description

297

10/13/2020

Respondents’ Reply Brief in Support of Appeal (Filed by Respondents)
Attachment A: Exhibit A

296

10/05/2020

Enforcement Counsel’s Answering Brief (Filed by Bureau of Consumer Financial Protection)

295 9/03/2020 Respondents’ Opening Appeal Brief (Filed by Respondents)
294 8/11/2020 Respondents’ Notice of Appeal (Filed by Respondents)
293 8/04/2020
Hon. Christine L. Kirby’s Recommended Decision (Filed by Administrative Law Judge Christine L. Kirby)
292 8/04/2020 Revised Notice of Appearance for Saverio S. Romeo (Filed by Respondents)
291 8/04/2020 Revised Notice of Appearance for Christen M. Tuttle (Filed by Respondents)
290 8/04/2020 Revised Notice of Appearance for Michael A. Schwartz (Filed by Respondents)
289 8/04/2020 Revised Notice of Appearance for Richard J. Zack (Filed by Respondents)
288 8/03/2020 Order Granting Respondents’ Request for Reconsideration in Part and Denying Respondents’ Motion to Dismiss (Filed by Administrative Law Judge Christine L. Kirby)
287 7/23/2020 Respondents’ Reply Brief in Support of Notice of Supplemental Authority and Request for Reconsideration (Filed by Respondents)
286 7/20/2020 Enforcement Counsel’s Opposition to Respondents’ Request for Reconsideration (Filed by Bureau of Consumer Financial Protection)
285 7/06/2020
Respondents’ Notice of Supplemental Authority and Request for Reconsideration (Filed by Respondents)
284 6/10/2020 Enforcement Counsel’s Reply in Support of Its Motion for Summary Disposition (Filed by Bureau of Consumer Financial Protection)
283 6/10/2020 Respondents’ Reply Brief in Support of their Motion for Summary Disposition (Filed by Respondents)
282 6/04/2020 Enforcement Counsel’s Response to Respondents’ Statement of Undisputed Facts in Support of Their Motion for Summary Disposition (Filed by Bureau of Consumer Financial Protection)
281 6/04/2020 Enforcement Counsel’s Opposition to Respondents’ Motion for Summary Disposition (Filed by Bureau of Consumer Financial Protection)
280 6/04/2020
Declaration of Richard J. Zack in Opposition to Enforcement Counsel’s Motion for Summary Disposition (Filed by Respondents)
279 6/04/2020 Respondents’ Statement of Disputed Facts in Opposition to Enforcement Counsel’s Motion for Summary Disposition (Filed by Respondents)
278 6/04/2020 Respondents’ Brief in Opposition to Enforcement
Counsel’s Motion for Summary Disposition (Filed by Respondents)
277 5/15/2020
Enforcement Counsel’s Statement of Material Facts ISO its Motion for Summary Disposition (Filed by Bureau of Consumer Financial Protection)
Attachment A: Enforcement Counsel’s Statement of Material Facts ISO its Motion for Summary Disposition (Under Seal)
276 5/15/2020
Enforcement Counsel’s Memorandum of Points and Authorities ISO its Motion for Summary Disposition (Filed by Bureau of Consumer Financial Protection)
Attachment A: Enforcement Counsel’s Memorandum of Points and Authorities ISO its Motion for Summary Disposition (Under Seal)
275 5/15/2020 Enforcement Counsel’s Motion for Summary Disposition (Filed by Bureau of Consumer Financial Protection)
274 5/15/2020
Declaration of Richard J. Zack ISO Respondents’ Motion for Summary Disposition (Filed by Respondents)
273 5/15/2020 Respondents’ Statement of Undisputed Facts ISO Their Motion for Summary Disposition (Filed by Respondents)
272 5/15/2020 Respondents’ Motion for Summary Disposition (Filed by Respondents)
271 4/29/2020 Revised Scheduling Order Motions for Summary Disposition (Filed by Administrative Law Judge Christine L. Kirby)
270 4/28/2020
Enforcement Counsel’s Unopposed Motion to Modify the Briefing Schedule (Filed by Bureau of Consumer Financial Protection)


269 4/24/2020 Order Denying in Part Respondents’ Motion to Open Record for a New Hearing (Filed by Administrative Law Judge Christine L. Kirby)
268 4/24/2020 Order Denying Respondents’ Motion to Dismiss (Filed by Administrative Law Judge Christine L. Kirby)
267 4/24/2020 Order Denying Respondents’ Motion to Amend Answer (Filed by Administrative Law Judge Christine L. Kirby)
266 4/24/2020 Scheduling Order Motions for Summary Disposition (Filed by Administrative Law Judge Christine L. Kirby)
265 4/15/2020
Respondents’ Consolidated Reply Brief in Support of their Motion to Dismiss, Motion to Amend, and Supplemental Brief in Support of Motion to Open Record for a New Hearing (Filed by Respondents)
264 4/09/2020 Enforcement Counsel’s Consolidated Opposition to Respondents’ Motion to Dismiss and Respondents’ Motion to Amend Answer (Filed by Bureau of Consumer Financial Protection)
263 4/09/2020 Enforcement Counsel’s Opposition to Respondents’ Motion to Open Record for New Hearing (Filed by Bureau of Consumer Financial Protection)
262 03/27/2020 Order Granting in Part the ALJs Request for Additional Time to Issue the Recommended Decision (Filed by Director Kraninger, Bureau of Consumer Financial Protection)
261 03/26/2020 Respondents’ Supplemental Brief in Support of their Motion to Open Record for a New Hearing (Filed by Respondents)
260 03/26/2020 Respondents’ Motion to Dismiss (Filed by Respondents)
259 03/26/2020
Respondents’ Motion to Amend Answer (Filed by Respondents)
258 03/13/2020 Scheduling Order for Issues in Respondents’ August 14, 2019 Motion (Filed by Administrative Law Judge Christine L. Kirby)
257 03/13/2020 Order Denying Motions to Stay and Dismiss (Filed by Administrative Law Judge Christine L. Kirby)
256 03/10/2020 Respondents’ Consolidated Reply Brief in Support of their Motion to Dismiss on Grounds Limited to February 7, 2020 Order and their Motion to Stay Proceedings (Filed by Respondents)
255 03/06/2020 Notice of Procedural Status and Request for Additional Time to Issue Recommended Decision (Filed by Administrative Law Judge Christine L. Kirby)
254 03/04/2020

Enforcement Counsel’s Consolidated Opposition to Respondents’ Motion to Dismiss and Motion to Stay Proceedings (Filed by Bureau of Consumer Financial Protection)

Attachment A: Exhibit A

Attachment B: Exhibit B

253

02/19/2020

Respondents’ Motion to Dismiss on Grounds Limited to February 7, 2020 Order (Filed by Respondents)

252

02/19/2020

Respondents’ Motion to Stay Proceedings (Filed by Respondents)

251

02/07/2020

Scheduling Order (Filed by Administrative Law Judge Christine L. Kirby)

250

02/06/2020

Joint Proposed Schedule (Filed by Bureau of Consumer Financial Protection and Respondents)

249

01/24/2020

Order Denying Respondents' Motion to Dismiss and/or For Summary Disposition on Grounds Limited to October 28, 2019 Order and Denying Respondents' Request for Additional Discovery (Filed by Administrative Law Judge Christine L. Kirby)

248

01/15/2020

Enforcement Counsel's Response to Respondents' Supplemental Letter Following Oral Argument on Respondents' Motion to Dismiss and/or for Summary Disposition (Filed by Bureau of Consumer Financial Protection)

247

01/09/2020

Respondents' Supplemental Letter Following Oral Argument on Respondents' Motion to Dismiss and/or for Summary Disposition (Filed by Respondents)

246

01/02/2020

Order Granting Oral Argument on Respondents’ Pending Motion (Filed by Administrative Law Judge Christine L. Kirby)

245

12/13/2019

Respondents’ Reply Brief ISO Their Motion to Dismiss and/or For Summary Disposition on Grounds Limited to October 28, 2019 Order (Filed by Respondents)

244

12/10/2019

Addendum to Respondents’ Motion to Dismiss and/or For Summary Disposition on Grounds Limited to October 28, 2109 Order (Filed by Respondents)

243

12/06/2019

Enforcement Counsel’s Statement Regarding Respondents’ Statement of Undisputed Facts ISO Their Motion to Dismiss and/or For Summary Disposition on Grounds Limited to October 28, 2109 Order (Filed by Bureau of Consumer Financial Protection)

242

12/06/2019

Enforcement Counsel’s Opposition to Respondents’ Motion to Dismiss and/or For Summary Disposition on Grounds Limited to October 28, 2019 Order (Filed by Bureau of Consumer Financial Protection)

241

11/15/2019

Declaration of Richard J. Zack ISO Respondents’ Motion to Dismiss and/or For Summary Disposition on Grounds Limited to October 28, 2019 Order (Filed by Respondents)

Attachment A:  Exhibit A (Public)

Attachment B:  Exhibit B (Public)

Attachment C:  Exhibit C (Public)

Attachment D:  Exhibit A (Under Seal)  

Attachment E:  Exhibit B (Under Seal)  

Attachment F:  Exhibit C (Under Seal)  

240

11/15/2019

Respondents’ Statement of Undisputed Facts ISO Their Motion to Dismiss and/or For Summary Disposition on Grounds Limited to October 28, 2019 Order (Filed by Respondents)

239

11/15/2019

Respondents' Motion to Dismiss and/or For Summary Disposition on Grounds Limited to October 28, 2019 Order - Oral Argument Requested (Filed by Respondents)

238

10/28/2019

Order Denying Further Discovery on Statute of Limitations Issue (Filed by Administrative Law Judge Christine L. Kirby)

237

10/15/2019

Enforcement Counsel’s Reply Brief Addressing the Completeness of the Factual Record on Respondents’ Statute-of-Limitations Defense (Filed by Bureau of Consumer Financial Protection)

236

10/04/2019

Respondents’ Brief in Support of Further Discovery on the Statute of Limitations Issue (Filed by Respondents)

235

09/18/2019

Enforcement Counsel’s Brief Addressing the Completeness of the Factual Record on Respondents’ Statute of Limitations Defense (Filed by Bureau of Consumer Financial Protection)

234

09/11/2019

Joint Update on Fact Development Regarding Statute of Limitations Issue (Filed by Bureau of Consumer Financial Protection and Respondents)

233

08/30/2019

Scheduling Order (Filed by Administrative Law Judge Christine L. Kirby)

232

08/23/2019

Request for Issuance of Subpoena to CFPB (Filed by Respondents)

Attachment A: Exhibit A  

231

08/23/2019

Joint Statement re Fact Development of SOL Defense (Filed by Bureau of Consumer Financial Protection and Respondents)

230

08/23/2019

Notice of Appearance - Romeo (Filed by Respondents)

229

08/14/2019

Motion to Open Record for New Hearing (Filed by Respondents)

Attachment A: Memorandum of Law ISO Motion to Open Record for New Hearing

Attachment B: Proposed Order re Motion to Open Record for New Hearing

228

08/14/2019

Joint Proposed Pre-Hearing Schedule (Filed by Bureau of Consumer Financial Protection and Respondents)

227

07/24/2019

Scheduling Conference Order (Filed by Administrative
Law Judge Christine L. Kirby
)

226

07/19/2019

Joint Status Update (Filed by Bureau of Consumer Financial Protection and Respondents)

225

07/18/2019

Notice of Appearance - Tuttle (Filed by Respondents)

224

07/18/2019

Notice of Appearance - Schwartz (Filed by Respondents)

223

07/18/2019

Notice of Appearance - Zack (Filed by Respondents)

222

06/24/2019

Order Granting Extension for Status Update (Filed by Administrative Law Judge Christine L. Kirby)

221

06/19/2019

Joint Statement (Filed by Bureau of Consumer Financial Protection and Respondents)

220

06/19/2019

Enforcement Counsel’s Notice of Withdrawal of Appearances (Filed by Bureau of Consumer Financial Protection)

219

06/19/2019

Notice of Appearance - Jacques (Filed by Bureau
of
Consumer Financial Protection)

218

06/19/2019

Notice of Appearance - Clark (Filed by Bureau of Consumer Financial Protection)

217

06/03/2019

Order Directing Parties to Identify Issues for Remand Hearing (Filed by Administrative Law Judge Christine L. Kirby)

216

05/29/2019

Order Directing a Remand to the Bureau’s Administrative Law Judge (Filed by Director Kraninger, Bureau of Consumer Financial Protection)

215

10/25/2018

Enforcement Counsel’s Brief Responding to Acting
Director’s Order (Filed by Bureau of Consumer Financial Protection)

214

10/04/2018

Respondents’ Opening Brief Responding to Acting
Director’s Order (Filed by Respondents)

213

09/12/2018

Order Directing Parties to Provide Additional Briefing (Filed by Acting Director Mulvaney, Bureau of Consumer Financial Protection)

212

08/14/2018

Joint Statement of the Parties (Filed by BCFP and Respondents)

211

07/12/2018

Order Directing Parties to Respond (Filed by Acting Director Mulvaney,
Bureau of Consumer Financial Protection)

210

03/15/2018

Order Directing OAA to Maintain Current Status and Cautioning Prohibition on Ex Parte Communications Remain (Filed by Acting Director Mulvaney, Consumer Financial Protection Bureau)

209

03/08/2018

Enforcement Counsel’s Notice of Ex Parte Communication (Filed by Consumer Financial Protection Bureau)

Attachment A: Exhibit A - Ex Parte Letter

208

03/31/2017

Order Directing OAA to Withdraw Notice (Filed by Director Cordray, Consumer Financial Protection Bureau)

207

03/24/2017

Change of Address Notice (Filed by Respondents)

206

03/24/2017

Respondents’ Response to Director’s Order Directing Parties to Respond (Filed by Respondents)

205

03/24/2017

Enforcement Counsel’s Objection to Withdrawal of the Notice (Filed by Consumer Financial Protection Bureau)

204

03/09/2017

Order Directing Parties to Respond (Filed by Director Cordray, Consumer Financial Protection Bureau)

203

02/08/2017

Respondents’ Post-Oral Argument Supplemental Brief (Filed by Respondents)

202

02/08/2017

Enforcement Counsel’s Supplemental Brief (Filed by Consumer Financial Protection Bureau)

201

02/08/2017

Joint March 16, 2015, Tolling Agreement (Filed by CFPB and Respondents)

200

02/08/2017

Joint June 2, 2014, Tolling Agreement (Filed by CFPB
and Respondents
)

199

01/24/2017

Order Granting Respondents’ Request to Submit Supplemental Briefing (Filed by Director Cordray, Consumer Financial Protection Bureau)

198

01/13/2017

Respondents’ Request to Submit Supplemental Briefing (Filed by Respondents)

Attachment A: Proposed Order

197

01/09/2017

Respondents’ Notice of Supplemental Authority (Filed by Respondents)

Attachment A: Exhibit A (Bandimere v. SEC)

196

01/09/2017

Respondents Letter to A. Wheeler (Filed by Respondents)

195

1/03/2017

Order Granting Enforcement Counsel’s Unopposed
Motion to Allow Two Attorneys to Argue (Filed by Director Cordray, Consumer Financial Protection Bureau)

194

12/29/2016

Enforcement Counsel’s Unopposed Motion to Allow Two Attorneys to Argue (Filed by Consumer Financial Protection Bureau)

Attachment A: Proposed Order

193

12/14/2016

Order Scheduling Oral Argument (Filed by Director Cordray, Consumer Financial Protection Bureau)

192

12/12/2016

Respondents’ Reply Brief (Filed by Respondents)

191

12/12/2016

Enforcement Counsel’s Reply Brief (Filed by Consumer Financial Protection Bureau)

190

12/08/2016

Order Granting Respondents’ Motion for Leave to Exceed Page Limit for Respondents’ Reply Brief (Filed by Director Cordray, Consumer Financial Protection Bureau)

189

12/05/2016

Frechette Declaration (Filed by Respondents

Attachment A: Exhibit A  

Attachment B: Exhibit B

188

12/05/2016

Respondents’ Answering Appeal Brief (Filed by Respondents)

187

12/05/2016

Wheeler Declaration (Filed by Consumer Financial
Protection Bureau)

186

12/05/2016

Enforcement Counsel’s Answering Brief (Filed by Consumer Financial Protection Bureau)

185

12/05/2016

Respondents’ Motion for Leave to Exceed Page Limit (Filed by Respondents)

Attachment A: Proposed Order

184

11/04/2016

Respondents’ Opening Appeal Brief (Filed by Respondents)

183

11/04/2016

Enforcement Counsel’s Opening Appeal Brief (Filed
by Consumer Financial Protection Bureau)

182

10/31/2016

Order Denying Respondents’ Motion for
Reconsideration (Filed by Director Cordray, Consumer Financial Protection Bureau)

181

10/27/2016

Respondents' Motion for Reconsideration of
Director’s Denial of Motion to Stay Appeal and Remand to Hearing Officer (Filed
by Respondents)

Attachment A: Proposed Order

180

10/21/2016

Order Denying Respondents’ Motion to Stay Appeal
and Remand to Hearing Officer (Filed by Director Cordray, Consumer Financial Protection
Bureau
)

179

10/18/2016

Respondents’ Motion to Stay Appeal and Remand to Hearing Officer (Filed by Respondents)

Attachment A: Proposed Order

178

10/12/2016

Notice of Appeal (Filed by Consumer Financial Protection Bureau)

177

09/30/2016

Notice of Appeal (Public) (Filed by Respondents)

176

09/27/2016

Recommended Decision (Public) (Filed by Administrative Law Judge Parlen L. McKenna)

Attachment A:  Recommended Decision (Sealed)

175

09/27/2016

Order Granting Respondents’ Motion to Strike
Bureau’s Response to Respondents’ Proposed Findings of Fact (Filed by Administrative Law Judge
Parlen L. McKenna
)

174

09/26/2016

Reporter’s Official Transcript of Proceedings
Hearings Volume III (Public) (Filed by Administrative Law Judge Parlen L. McKenna)

173

09/26/2016

Reporter’s Official Transcript of Proceedings
Hearings Volume II (Public) (Filed by Administrative Law Judge Parlen L. McKenna)

172

09/26/2016

Reporter’s Official Transcript of Proceedings
Hearings Volume I (Public) (Filed by Administrative Law Judge Parlen L. McKenna)

171

09/14/2016

Respondents’ Motion to Strike Enforcement Counsel’s Response to Respondents’ Proposed Findings of Fact (Filed by Respondents)

170

09/13/2016

Respondents’ Opposition to Enforcement Counsel’s
Post-Hearing Brief (Filed by Respondents)

169

09/13/2016

Enforcement Counsel’s Response to Respondents’
Proposed Findings of Fact (Filed by Consumer
Financial Protection Bureau
)

168

09/13/2016

Enforcement Counsel’s Post-Hearing Responsive Brief (Filed by Consumer Financial Protection Bureau)

167

08/29/2016

Respondents’ Proposed Order (Filed by Respondents)

166

08/29/2016

Respondents’ Proposed Conclusions of Law (Filed by Respondents)

165

08/29/2016

Respondents’ Proposed Findings of Fact (Filed by Respondents)

164

08/29/2016

Respondents’ Post-Hearing Brief (Filed by Respondents)

163

08/29/2016

Enforcement Counsel’s
Proposed Findings of Fact, Conclusions of Law and Order (Public)  (Filed by Consumer Financial Protection Bureau)

Attachment A:  Enforcement Counsel’s Proposed Findings of Fact, Conclusions of Law and Order (Under Seal)  

Attachment B: Declaration of Robert J. Hughes

162

08/29/2016

Enforcement Counsel’s Post Hearing Brief (Public) (Filed by Consumer Financial Protection Bureau)

Attachment A:  Enforcement Counsel’s Post Hearing Brief (Under Seal)

161

08/29/2016

Order Granting in Part and Denying in Part
Respondents’ Motion to Strike Testimony (Filed by Administrative Law Judge
Parlen L. McKenna
)

160

08/26/2016

Respondents’ Reply in Support of Motion to Strike
Testimony of Joseph Baressi (Filed by Respondents)

159

08/24/2016

Order Directing Portions of the Transcript Sealed
and Denying Request to Seal Portions (Filed by Administrative Law Judge
Parlen L. McKenna
)

158

08/22/2016

Enforcement Counsel’s Opposition to Respondents’
Motion to Strike Testimony of Joseph Baressi (Filed by Consumer Financial Protection
Bureau)

157

08/16/2016

Order Granting ALJ’s Request for Extension of Time
to Issue Recommended Decision (Filed by Director Cordray, Consumer Financial Protection
Bureau
)

156

08/15/2016

Order Granting Enforcement Counsel’s Notice of
Proposed Remedy to Cure Prejudice (Filed by Administrative Law Judge
Parlen L. McKenna
)

155

08/10/2016

Respondents’ Response to Enforcement Counsel’s
Submission of the July 29, 2016 Declaration of Robert J Hughes (Filed by Respondents)

154

08/09/2016

Request for Additional Time to Issue Recommended
Decision (Filed by Administrative Law Judge Parlen L. McKenna)

153

08/05/2016

Respondents’ Motion to Strike
Testimony of Joseph Baressi (Filed by Respondents)

Attachment A: Proposed Order

152

07/29/2016

Reporter’s Official Transcript of Proceedings
Hearings Volume III (Under Seal)  (Filed by Administrative Law Judge Parlen L. McKenna)

151

07/29/2016

Reporter’s Official Transcript of Proceedings
Hearings Volume II (Under Seal) (Filed by Administrative Law Judge Parlen L. McKenna)

150

07/29/2016

Reporter’s Official Transcript of Proceedings
Hearings Volume I (Under Seal) (Filed by Administrative Law Judge Parlen L. McKenna)

149

07/29/2016

Order Scheduling Post-Hearing Submissions (Filed by
Administrative Law Judge Parlen L. McKenna)

148

07/29/2016

Respondents’ Response to EC’s Notice of Proposed
Remedy to Cure Prejudice (Filed by Respondents)

147

07/28/2016

Enforcement Counsel’s Notice of Proposed Remedy to Cure Prejudice (Filed by Consumer Financial Protection Bureau)

146

07/18/2016

Prehearing Order Concerning The Status of Remaining Issues and All Exhibits (Filed by Administrative Law Judge Parlen L. McKenna)

145

07/18/2016

Order Granting In Part and Denying In Part Motion to Quash Subpoena (Filed by Administrative Law Judge Parlen L. McKenna)

144

07/18/2016

Respondents’ Amended Disclosure of Exhibits (Filed by Respondents)


Attachment A:  Respondents’ Amended Exhibit List

143

07/15/2016

Enforcement Counsel’s Opposition to Motion to Quash Subpoena of Edward N. Foster (Filed by Consumer Financial Protection Bureau)

Attachment A:  Wheeler Declaration

Attachment B:  Exhibit A (Under Seal)

Attachment C:  Exhibit A (Public)

Attachment D:  Exhibit B

Attachment E:  Exhibit C

Attachment F:  Exhibit D   

Attachment G: Exhibit E

142

07/15/2016

Non-Party Edward N. Foster's Motion to Quash Subpoena (Filed by Non-Party Edward N. Foster)

Attachment A:  Memorandum in Support of Non-Party Edward N. Foster's
Motion to Quash Subpoena


Attachment B:  Proposed Order

141

07/15/2016

Order Granting Enforcement Counsel's Motion in Limine to Preclude Evidence Disputing Issues Decided and Facts Established at Summary Disposition (Filed by Administrative Law Judge Parlen L. McKenna)

140

07/15/2016

Order Granting In Part and Denying In Part Enforcement Counsel's Objections to Respondents' Proposed Exhibits and Witnesses (Filed by Administrative Law Judge Parlen L. McKenna)

139

07/15/2016

Order Granting In Part and Denying In Part Respondents' Omnibus Motion in Limine and Rulings on Respondents' Objections to the Bureau's Evidence (Filed by Administrative Law Judge Parlen L. McKenna)

138

07/15/2016

Respondents' Amended Disclosure of Witnesses (Filed by Respondents)

137

07/13/2016

Granted Subpoena Re E Quinn Miller for Respondents (Under Seal)  (Filed by Administrative Law Judge Parlen L. McKenna)

136

07/13/2016

Enforcement Counsel’s Opposition to Respondents’
Omnibus Motion In Limine to Exclude Evidence (Filed by Consumer
Financial Protection Bureau
)

135

07/12/2016

Respondents’ Prehearing Statement (Filed by Respondents)

134

07/12/2016

Enforcement Counsel’s Prehearing Statement (Filed
by Consumer Financial Protection Bureau)

133

07/12/2016

Order Granting Enforcement Counsel’s Stipulated
Motion to Withdraw Count IV with Prejudice (Filed by Administrative Law Judge
Parlen L. McKenna
)

132

07/11/2016

Respondents’ Omnibus Motion
in Limine to Exclude Evidence (Filed by Respondents)


Attachment A: Proposed Order

131

07/11/2016

Respondents’ Objections to Enforcement Counsel’s
Exhibit List (Filed by Respondents)

130

07/11/2016

Respondents’ Opposition to Enforcement Counsel’s
Motion in Limine (Filed by Respondents)

129

07/11/2016

Enforcement Counsel’s Objections to Respondents’
Proposed Exhibits and Witnesses (Filed by Consumer Financial Protection
Bureau
)

128

07/11/2016

Enforcement Counsel’s Notice of Withdrawal of
Motion to Withdraw Count IV (Filed by Consumer Financial Protection Bureau)

127

07/11/2016

Stipulated Motion to Withdraw Count IV with
Prejudice (Filed by Consumer Financial Protection Bureau)

126

07/08/2016

Enforcement Counsel’s Motion
to Preclude Evidence Disputing Issues and Facts Decided at MSD (Filed by Consumer
Financial Protection Bureau
)

Attachment A: Brief in
Support of Motion to Preclude

Attachment B: Wheeler
Declaration

Attachment C: Exhibit A to
Wheeler Declaration

Attachment D: Proposed Order

125

07/08/2016

Motion to Withdraw Count IV (Filed by Consumer
Financial Protection Bureau
)

124

07/08/2016

Joint Stipulation Regarding Exhibits to Which
Neither Party Objects (Filed by Consumer Financial Protection Bureau)

123

07/08/2016

Granting of CFPB’s Subpoena
Requests of Witness Testimony (Filed by Administrative Law Judge Parlen L. McKenna)



Attachment A: CFPB’s Subpoena Requests of Witness Testimony (Under Seal)

122

07/08/2016

Granting of Respondents’ Subpoena request of Chris
Carson (Filed by Administrative Law Judge Parlen L. McKenna)

121

07/08/2016

Respondents’ Request for
Subpoena of E. Quinn Miller (Filed by Respondents)


Attachment A: Exhibit A
(Proposed) Subpoena of E. Quinn Miller

120

07/06/2016

Respondents’ Request for
Subpoena of Chris Carson (Filed by Respondents)


Attachment A: Proposed
Subpoena of Chris Carson

119

07/06/2016

Respondents’ Disclosure of Witnesses (Filed by Respondents)

118

07/06/2016

Respondents’ Disclosure of
Exhibits (Filed by
Respondents
)


Attachment A

117

07/06/2016

Enforcement Counsel’s Request
for Issuance of Subpoena for Witness Testimony (Filed by Consumer Financial Protection
Bureau
)
Attachment
A: Enforcement Counsel’s Request for Issuance of Subpoena for Witness Testimony
(Under Seal)
Attachment
B: Subpoena – Andonian (Under Seal)
Attachment
C: Subpoena – Carnes (Under Seal)
Attachment
D: Subpoena – Foster (Under Seal)
Attachment
E: Subpoena – Kirk (Under Seal)
Attachment
F: Subpoena – Madsen (Under Seal)
Attachment G: Subpoena –
Miller (Under Seal)

116

07/06/2016

Enforcement Counsel’s Exhibit
List  (Filed by Consumer Financial Protection Bureau)


Attachment A

115

07/06/2016

Enforcement Counsel’s Witness List – Public (Filed
by Consumer Financial
Protection Bureau
)

114

07/06/2016

Enforcement Counsel’s Witness List (Under seal) (Filed by Consumer Financial Protection Bureau)

113

07/06/2016

Revised Hearing Scheduling Order (Filed by Administrative Law Judge
Parlen L. McKenna
)

112

07/05/2016

Order Denying Respondents’ Motion in Limine (Filed
by Administrative Law Judge Parlen L. McKenna)

111

07/01/2016

Order Granting In Part and Denying In Part Bureau’s Motion for Summary Disposition and Denying Respondents’ Motion for Summary Disposition (Filed by Administrative Law Judge Parlen L. McKenna)

110

06/28/2016

Notice of Appearance of Danielle R. Foley (Filed by Respondents)

109

06/28/2016

Respondents’ Reply Brief in Support of Motion In
Limine
to Preclude Expert Testimony of Dr. Manoj Hastak (Filed by Respondents)

108

06/22/2016

Enforcement Counsel’s Opposition to Respondents’
Motion In Limine to Preclude Expert Testimony of Dr. Manoj Hastak (Filed
by Consumer Financial
Protection Bureau

Attachment A: Exhibit 1

107

06/17/2016

Order Revising Dates for Prehearing Submission
(Filed by Administrative Law Judge Parlen L. McKenna)

106

06/07/2016

Respondents’ Motion In
Limine
to Preclude Expert Testimony of Dr. Manoj Hastak (Filed by Respondents)


Attachment
A: Brief in Support of Motion


Attachment B: Proposed
Order

105

06/03/2016

Respondents’ Reply in Support of Their Motion for
Summary Disposition (Filed by Respondents)

104

06/03/2016

Enforcement Counsel’s Reply
in Support of Its Motion for Summary Disposition (Filed by Consumer Financial Protection
Bureau
)


Attachment A: Exhibits A
and B

103

05/27/2016

Notice of Appearance of Andrew T. Hernacki (Filed
by Respondents)

102

05/27/2016

Respondents’ Statement of Disputed Facts in Support of Their Opposition to Enforcement Counsel’s Motion for Summary Disposition (Filed by Respondents)

Attachment A: Declaration of Peter S. Frechette

Attachment B: Exhibit 1 – Part 1

Attachment B: Exhibit 1 – Part 2

Attachment C: Exhibit 2

101

05/27/2016

Respondents’ Opposition to Enforcement Counsel’s
Motion for Summary Disposition (Filed by Respondents

100

05/27/2016

Enforcement Counsel’s
Response to Respondents’ Statement of Undisputed Facts in Support of Motion for
Summary Disposition (Filed by Consumer Financial Protection Bureau)


Attachment A: Exhibit 1 – 14
(Under Seal)


Attachment B: Exhibit 1 – 14 (Public)

099

05/27/2016

Enforcement Counsel’s Opposition to Respondents’
Motion for Summary Disposition (Filed by Consumer Financial Protection
Bureau
)

098

05/27/2016

Order Denying Respondents’ Motion for Leave to File
An Amended Answer (Filed by Administrative Law Judge Parlen L. McKenna)

097

05/27/2016

Order Denying Respondents’ Motion to Stay
Proceedings (Filed by Administrative Law Judge Parlen L. McKenna)

096

05/25/2016

Respondents’ Reply in Support of Its Motion to Stay
(Filed by Respondents)

095

05/25/2016

Respondents’ Reply in Support of Their Motion for
Leave to File an Amended Answer (Filed by Respondents)

094

05/19/2016

Enforcement Counsel’s Opposition to Respondents’
Motion to Stay (Filed by Consumer Financial Protection Bureau)

093

05/19/2016

Enforcement Counsel’s Opposition to Respondents’
Motion for Leave to File an Amended Answer (Filed by Consumer Financial Protection
Bureau
)

092

05/10/2016

Certificate of Service (Filed by Respondents)

091

05/10/2016

Declaration of Hillary S.
Profita (Filed by Respondents)



Attachment A: Exhibits
to Profita Declaration

090

05/10/2016

Respondents’ Statement of Undisputed Facts in
Support of their Motion for Summary Disposition (Filed by Respondents)

089

05/10/2016

Respondents’ Motion for Summary Disposition and
Brief in Support (Filed by Respondents)

088

05/10/2016

Enforcement Counsel’s Statement of Material Facts in Support of
its Motion for Summary Disposition As To Liability (Filed by Consumer Financial Protection
Bureau
)

Attachment A: Exhibit 1 – 34 (Under Seal)

Attachment B:
Exhibit 1 – 2 (Public)

Attachment C:
Exhibit 3 – Part 1 (Public)

Attachment C:
Exhibit 3 – Part 2 (Public)

Attachment D:
Exhibit 4 – 8 (Public)

Attachment E:
Exhibit 9 – 33 (Public)

Attachment F:
Exhibit 34 (Public)

087

05/10/2016

Enforcement Counsel’s Memo of
Points and Authorities in Support of its Motion for Summary Disposition As To
Liability (Filed by Consumer Financial Protection Bureau)



Attachment A:  Exhibit A
– Hastak Report



Attachment B:  Exhibit B
– Declaration of John Marlow (Under Seal)



Attachment C:  Exhibit B
– Declaration of John Marlow (Public)



Attachment D:  Exhibit C
– Declaration of Robert J. Hughes



Attachment E:  Exhibit D – Deposition of Dr. Nathan Novemsky

086

05/10/2016

Enforcement Counsel’s Motion for Summary
Disposition As To Liability (Filed by Consumer Financial Protection Bureau)

085

05/05/2016

Enforcement Counsel’s Notice of Withdrawal of
Motion to Compel Subpoenaed Data (Filed by Consumer Financial Protection
Bureau
)

084

05/04/2016

Enforcement Counsel’s Motion
to Compel Production of Subpoenaed Data (Filed by Consumer Financial Protection
Bureau
)



Attachment
A:  Declaration of Vivian W. Chum

Attachment B:  Proposed
Order

083

05/04/2016

Respondents’ Motion for Leave
to File an Amended Answer and Memorandum in Support (Filed by Respondents)



Attachment A: Proposed Order
Attachment B: Respondents’ Amended Answer

082

05/04/2016

Respondents’ Motion to Stay
Proceedings Pending Resolution of Related Case on Appeal (Filed by Respondents)



Attachment A: Proposed Order

081

04/28/2016

Order Denying CFPB’s Motion to Strike Portions of
Respondents’ Rebuttal Expert Report (Filed by Administrative Law Judge
Parlen L. McKenna
)

080

04/27/2016

Supplement to March 3, 2016 Order Modifying
Scheduling Order (Filed by Administrative Law Judge Parlen L. McKenna)

079

04/25/2016

Order Granting Respondents’ Unopposed Motion for
Extension of Time (Filed by Administrative Law Judge Parlen L. McKenna)

078

04/25/2016

Respondents’ Unopposed Motion
for Extension of Time to File Motions for Summary Disposition (Filed by Respondents)

Attachment A: Proposed
Order

077

04/22/2016

Order Denying Respondents’ Motion to Strike and
Denying the CFPB’s Motion to File a Sur-Reply (Filed by Administrative Law Judge
Parlen L. McKenna
)

076

04/22/2016

Order Denying Respondents’ Motion For Leave to
Amend Controverted Issues of Fact (Filed by Administrative Law Judge
Parlen L. McKenna
)

075

04/22/2016

Order Denying Motion to Dismiss (Filed by Administrative Law Judge
Parlen L. McKenna
)

074

04/22/2016

Enforcement
Counsel’s Reply in Support of its Motion to Strike Portions of Respondents’
Expert Report (Filed by Consumer Financial Protection Bureau)



Attachment A: Exhibit A 

073

04/18/2016

Respondents’ Response to Bureau’s Notice of Supplemental Authority (Filed by Respondents)

072

04/18/2016

Certificate of Service (Filed by Respondents)

071

04/18/2016

Respondents’ Opposition to Bureau’s Motion to Strike Portions of Respondents’ Rebuttal Expert Report (Filed by Respondents)
Attachment A: Exhibit A
Attachment B: Exhibit B

Attachment C: Exhibit C

070

04/15/2016

Respondents’ Response in Opposition to Enforcement Counsel’s Motion for Leave to File Sur-reply on Respondents’ Motion to Strike (Filed by Respondents)

069

04/15/2016

Enforcement Counsel’s Motion for Leave to File Sur-reply on Respondents’ Motion to Strike (Filed by Consumer Financial Protection Bureau)

068

04/15/2016

Notice of Supplemental Authority (Filed by Consumer Financial Protection Bureau)

Attachment A: Exhibit A  – Opinion of the U.S. Court of Appeals for the Ninth Circuit

067

04/14/2016

Respondents’ Reply in Support of Its Motion for Leave to Amend List of Controverted Issues of Fact (Filed by Respondents)

066

04/14/2016

Respondents’ Reply in Support of Its Motion to Strike Enforcement Counsel’s Controverted Issues of Fact and Justification for its Rejected Proposed Stipulations (Filed by Respondents)

065

04/08/2016

Enforcement Counsel’s Opposition to Respondents’ Motion to Amend Their Controverted Issues of Fact (Filed by Consumer Financial Protection Bureau)

064

04/08/2016

Enforcement Counsel’s Opposition to Respondents’ Motion to Strike Enforcement Counsel’s Controverted Issues of Fact and Justification for its Rejected Proposed Stipulations (Filed byConsumer Financial Protection Bureau)

063

04/01/2016

Enforcement Counsel’s Motion to Strike Portions of Respondents’ Rebuttal Expert Report (Filed by Consumer Financial Protection Bureau)

Attachment A: Exhibit A

Attachment B: Exhibit B

062

03/31/2016

Order Directing Pleading to be Temporarily Sealed Pending a Ruling on Respondents’ Motion for Leave to Amend (Filed by Administrative Law Judge Parlen L. McKenna)

061

03/24/2016

Respondents Motion to Strike Enforcement Counsel’s Controverted Issues of Fact and Justification for its Rejected Proposed Stipulations (Filed by Respondents)

060

03/24/2016

Proposed Order Granting Respondents Motion for Leave to Amend (Filed by Respondents)

059

03/24/2016

Respondents’ Motion for Leave to Amend Respondents’ List of Controverted Issues of Fact (Filed by Respondents)
Attachment A: (Sealed) Respondents’ List of Controverted Issues of Fact

Attachment B:  (Redacted) Respondents’ List of Controverted Issues of Fact

058

03/23/2016

(Sealed) Enforcement Counsel Controverted Issues of Fact and Justification for its Rejected Proposed Stipulations (Filed by Consumer Financial Protection Bureau)
Attachment A: (Sealed) Exhibit A
Attachment B: (Sealed) Exhibit B
Attachment C: (Sealed) Exhibits

Attachment D: (Redacted) Enforcement Counsel Controverted Issues of Fact and Justification for its Rejected Proposed Stipulations

Attachment E: (Redacted) Exhibit A

Attachment F: (Redacted) Exhibit B

Attachment G: (Redacted) Exhibits

057

03/23/2016

Respondents’ List of Controverted Issues of Fact (Filed by Respondents)

056

03/23/2016

Parties’ Joint Stipulations of Fact (Filed Jointly by Consumer Financial Protection Bureau and Respondents)
Attachment A: Exhibit A

Attachment B: Exhibit B

055

03/22/2016

Order Granting In Part Respondent’s Request for Extension of Time to Comply with Subpoena (Filed by Administrative Law Judge Parlen L. McKenna)

054

03/22/2016

Declaration of Alusheyi J. Wheeler (Filed by Consumer Financial Protection Bureau)
Attachment A: Exhibit A  to the Declaration
Attachment B: Exhibit B  to the Declaration

Attachment C: Exhibit C  to the Declaration

053

03/22/2016

Enforcement Counsel’s Opposition to Respondents’ Motion for An Extension of Time (Filed by Consumer Financial Protection Bureau)

052

03/21/2016

Notice of Appearance of Christine E. White (Filed by Respondents)

051

03/21/2016

Respondents Motion for Extension of Time to Respond to Bureau’s Subpoena (Filed by Respondents
Attachment A: Proposed Order

050

03/17/2016

Order Setting Parameters for Oral Argument (Filed by Administrative Law Judge Parlen L. McKenna)

049

03/09/2016

Order Directing Parties to Meet and Confer for the Purpose of Entering into Joint Stipulations of Fact (Filed by Administrative Law Judge Parlen L. McKenna)

048

03/03/2016

Order Modifying Scheduling Order (Filed by Administrative Law Judge Parlen L. McKenna)

047

03/02/2016

Notice of Appearance (Baker) (Filed by Respondents)

046

03/01/2016

Respondents’ Motion for Modification of the Scheduling Order / Extension of Time (Filed by Respondents)

Attachment A: Proposed Order

045

02/29/2016

Order Confirming Location for Oral Argument (Filed by Administrative Law Judge Parlen L. McKenna)

044

02/25/2016

Order Confirming Date for Oral Argument on Respondents’ Motion (Filed by Administrative Law Judge Parlen L. McKenna)

043

02/22/2016

Order Granting Oral Argument on Respondents’ Pending Motion (Filed by Administrative Law Judge Parlen L. McKenna)

042

02/22/2016

Subpoena for Documents (Filed by Administrative Law Judge Parlen L. McKenna)

Attachment A

041

02/22/2016

Order Granting Bureau’s Request for Issuance of Subpoena (Filed by Administrative Law Judge Parlen L. McKenna)

040

02/17/2016

Addendum to Respondents’ Feb. 16, 2016, Reply (Filed by Respondents)

039

02/16/2016

Respondents’ Reply to the Bureau’s Response to Feb. 8, 2016, Order (Filed by Respondents)

038

02/11/2016

Bureau’s Response to Order Requiring Additional Information (Filed by Consumer Financial Protection Bureau)

037

02/09/2016

Order Requiring the Bureau to Submit Additional Information (Filed by Administrative Law Judge Parlen L. McKenna)

036

02/08/2016

Respondents’ Objection to Subpoena Request (Filed by Respondents)

035

02/02/2016

Bureau’s Request for Issuance of Subpoena
Attachment A: Proposed Order Granting Request for Issuance of Subpoena  (Filed by Consumer Financial Protection Bureau)

034

01/26/2016

Respondent’s reply Brief in Support of Motion to Dismiss (Filed by Respondents)

033

01/15/2016

Bureau’s Opposition to Respondents’ Motion to Dismiss (Filed by Consumer Financial Protection Bureau)

032

01/08/2016

Order Granting in Part and Denying in Part Respondents’ Motion for Production of Witness Statements (Filed by Administrative Law Judge Parlen L. McKenna)

031

12/29/2015

Order Granting Joint Stipulated Motion for a Protective Order (Filed by Administrative Law Judge Parlen L. McKenna)

030

12/23/2015

Respondent’s reply to Bureau’s response to the motion for the production of witness statements
Attachment A: Proposed order granting motion for the production of witness statement  (Filed byRespondents)

029

12/23/2015

Joint Stipulated Motion for a Protective Order
Attachment A: Proposed Stipulated Protective Order  (Filed Jointly by Consumer Financial Protection Bureau and Respondents)

028

12/21/2015

Respondent’s Motion to Dismiss Notice of Charges
Attachment A: Brief in Support of Motion to Dismiss Notice of Charges  (Filed by Respondents)

026

12/18/2015

Bureau’s response to Respondent’s Motion for Witness Statements (Filed by Consumer Financial Protection Bureau)

027

12/18/2015

Order Following Scheduling Conference (Issued by Administrative Law Judge Parlen L. McKenna)

025

12/15/2015

Production of Witness Statements (Filed by Respondents)

Attachment A: Proposed Order

024

12/14/2015

Respondent’s Motion for a Proposed Scheduling Order (Filed by Respondents)

Attachment A: Proposed Order

023

12/14/2015

Bureau’s Motion for a Proposed Scheduling Order (Filed by Consumer Financial Protection Bureau)

Attachment A: Proposed Order

022

12/14/2015

Disclosure Statement and Notification of Financial Interest (Filed by Respondents)

021

12/14/2015

Answer and Affirmative Defenses to Notice of Charges (Filed by Respondents)

020

12/14/2015

Notice of Appearance (Boyd) (Filed by Respondents)

019

12/11/2015

“Scheduling Conference” on 12/14/2015 (Issued by Administrative Law Judge Parlen L. McKenna)

018

12/03/2015

Protective Order (Filed by Administrative Law Judge Parlen L. McKenna)

017

12/03/2015

Respondent’s Unopposed Motion for Protective Order (Filed by Respondents)
Attachment A: (Sealed) Certificate of Service for Notice of Charges
Attachment B: (Redacted) Certificate of Service for Notice of Charges

Attachment C: Proposed Protective Order

016

12/01/2015

Order Granting Motion of Extension of Time (Filed by Administrative Law Judge Parlen L. McKenna)

015

11/24/2015

Respondent’s Motion for Extension of Time
Attachment A: Proposed Order  (Filed by Respondents)

014

11/24/2015

Certificate of Service (Filed by Respondents)

013

11/24/2015

Notice of Appearance (Profita) (Filed by Respondents)

012

11/20/2015

Consent to Service by Electronic Transmission (Filed by Respondents)

011

11/20/2015

Notice of Appearance (Baker) (Filed by Respondents)

010

11/20/2015

Notice of Appearance (Frechette) (Filed by Respondents)

009

11/19/2015

Certificate of Service of Notice of Charges (Redacted) (Filed by Consumer Financial Protection Bureau)

008

11/19/2015

Notice of ALJ Assignment (Filed by Consumer Financial Protection Bureau)

007

11/18/2015

Consent to Service by Electronic Transmission (Filed by Consumer Financial Protection Bureau)

006

11/18/2015

Notice of Appearance (Morris) (Filed by Consumer Financial Protection Bureau)

005

11/18/2015

Notice of Appearance (Weinberg) (Filed by Consumer Financial Protection Bureau)

004

11/18/2015

Notice of Appearance (Chum) (Filed by Consumer Financial Protection Bureau)

003

11/18/2015

Notice of Appearance (Cowie) (Filed by Consumer Financial Protection Bureau)

002

11/18/2015

Notice of Appearance (Wheeler) (Filed by Consumer Financial Protection Bureau)

001

11/18/2015

Notice of Charges (Filed by Consumer Financial Protection Bureau)