Open to CFPB employees only (Competitive service permanent)
Located in the Midwest Region, the Commissioned Compliance Examiner serves with minimal supervision with regard to all but the most complex entities and institutional product lines (IPLs), using extensive expertise on examinations and supervisory activities for depository financial institutions and non-depository consumer financial services companies (“regulated entities”).
Conduct and lead complex supervisory work. The employee
evaluates adequacy of compliance management systems and programs at regulated
entities, assesses compliance with applicable laws and regulations and
potential impact on consumers, and conducts reviews to determine that the
regulated entity does not have unfair, deceptive, or abusive acts or practices.
Identifies more complex potential violations, issues, or discriminatory acts or
practices and linkages between practices and consumer protection statutes.
Develops, presents and discusses examination and supervisory activity findings,
recommendations, and required corrective actions with regulated entities’
senior management or board of directors, as well as Bureau senior leaders.
Conducts necessary follow-up activities.
Assess risk of regulated entities. The incumbent evaluates and
reviews various product lines, information technology programs, audit reports,
institution training materials & records, other key institution documents,
and consumer complaint data to assess risk levels at regulated entities.
Through monitoring and other strategic supervisory enhancements, preparing
entity profiles and risk assessments that strengthen the Office’s data used for
Field Market Intelligence to ensure effective prioritization and scheduling
Serve as a technical expert. The employee applies an extensive
practical knowledge of regulated entity’s operations, the regulations under the
Bureau’s jurisdiction, accounting and finance principles, and the financial
industry landscape. The employee nimbly and frequently transitions from one
assignment to another, bringing technical expertise to whatever supervisory
activity is a priority for the organization. Reviews regulations, policies, and
procedures, as needed, to ensure the development, implementation and potential
revision meet the needs of the Office.
Proactively assist Field Managers with the communication needs
stemming from supervisory activities. Maintains effective communication within
the Bureau. Coordinates appropriately and collaboratively to ensure the best
possible outcome and that necessary follow-up activities take place.
capability in others by training, mentoring and coaching other staff, sharing
technical knowledge and experience in on-the-job and instructional settings
with others who are learning the work. Shares deeper subject matter expertise
that comes with experience in particular product lines or supervisory
processes. The employee functions as a team lead, dividing out assignments for
a particular effort and ensuring a successful outcome for the team.
76% or greater - All examiners will be
required to perform extensive overnight travel. It is expected that examiners
may travel outside of their regular duty location for 75% or more of their
regular work schedule.
What to know if you apply
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